Taxmann SEBI Manual (Set of 3 Vol) Edition July 2023

Taxmann SEBI Manual (Set of 3 Vol) Edition July 2023

Taxmann SEBI Manual (Set of 3 Vol) Edition July 2023

Description

Description

This book is the most updated & amended compendium of the annotated text of the Acts/Rules/Regulations/Circulars/Master Circulars, etc., on SEBI & Securities Laws in India. The recent changes (from Nov. 2022 – June 2023) in SEBI & Securities Law include:

• [Amendments in Act/Rules/Regulations]
  • SEBI (Alternative Investment Funds) Regulation, 2012
  • SEBI (Buy-Back of Securities) Regulation, 2018
  • SEBI (Depositories and Participants) Regulations, 2018
  • SEBI (Employees’ Service) Regulations, 2001
  • SEBI (Foreign Portfolio Investors) Regulations, 2019
  • SEBI (Infrastructure Investment Trusts) Regulations, 2014
  • SEBI (Investor Protection and Education Fund) Regulation, 2009
  • SEBI (Issue and Listing of Non-Convertible Securities) Regulations, 2021
  • SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018
  • SEBI (Listing Obligations and Disclosure Requirements) Regulation, 2015
  • SEBI (Ombudsman) (Repeal) Regulation, 2023
  • SEBI (Procedure for Board Meetings) Regulations, 2001
  • SEBI (Real Estate Investment Trusts) Regulation, 2014
  • SEBI (Registrars to an Issue and Share Transfer Agents) Regulations, 1993
  • SEBI (Settlement Proceedings) Regulations, 2018
  • SEBI (Stock Brokers) Regulations, 1992
  • SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
  • SEBI Contracts (Regulation) Rules, 1957
  • Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2018
  • Securities Contracts (Regulation) Act, 1956
  • Securities Transaction Tax Rules, 2004
  • Tribunal (Conditions of Service) Rules, 2021
• [Updated/New Master Circulars]
  • Master Circular for Custodians
  • Master Circular for Electronic Gold Receipts (EGRs)
  • Master Circular for Foreign Venture Capital Investors (FVCIs)
  • Master Circular for Investment Advisers
  • Master Circular for Issue and Listing of Non-Convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper [Updated as of 7-7-2023]
  • Master Circular for Issue of Capital and Disclosure Requirements
  • Master Circular for Mutual Funds
  • Master Circular for Portfolio Managers
  • Master Circular for Registrars to an Issue and Share Transfer Agents
  • Master Circular for Research Analysts
  • Master Circular for SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 (Takeover Regulations)
  • Master Circular for Stock Brokers
  • Master Circular on:
    • Scheme of Arrangement by Listed Entities
    • Relaxation under sub-rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957
  • Master Circular on AML/CFT
  • Master Circular on Surveillance of Securities Market

The coverage of this book includes:

• SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 (as amended up to date) with Master Circular for Issue of Capital and Disclosure Requirements
• SEBI Act, 1992 (as amended up to date) with SEBI Notifications
• Securities Contracts (Regulations) Act, 1956 (as amended up to date) with Securities Contracts (Regulation) Rules, 1957, 3+ Rules/Regulations & Clarifications
• 70+ SEBI Rules/Regulations, 630+ Circulars/Notifications/Press Notes from 1992 onwards till 2023, 25+ Master Circulars from 2010 onwards till 2023, and 3+ Operational Circulars from 2020 onwards till 2023.
• SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (Listing Regulations) with Clarifications & Listing Agreements for Indian Depository Receipts and Master Circular for Issue of Listing of Non-convertible Securities, Securitised Debt Instruments, Security Receipts, Municipal Debt Securities and Commercial Paper

What sets this book apart is the Circulars amending/Clarifying the primary Circular are given together to give a complete picture.

The Present Publication is the 41^st Edition & amended up to 15^th June 2023. This book is edited by Taxmann’s Editorial Board. The contents of the book are as follows:

• SEBI Act, 1992
• Securities Contracts (Regulations) Act, 1956 with Rules & Regulations
• SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018
• SEBI Rules, Regulations and Guidelines
  • Accredited Investors
  • Alternative Investment Funds
  • Bankers to an Issue
  • Buy-Back of Securities
  • Bilateral Netting of Qualified Financial Contract
  • Buy-back of Securities
  • Certification of Associated Persons in Securities Market
  • Collective Investment Scheme
  • Credit Rating Agency
  • Commodity Derivatives
  • Custodian
  • Debenture Trustees
  • Debt Securities – Issue and Listing of
  • Delisting of Securities
  • Depositories
  • Depository Receipts Scheme, 2014
  • Derivatives
  • Development Financial Institutions
  • Disclosure Standards for Corporates
  • Employee Benefits Share Based and Sweat Equity
  • EURO Issue and Other Guidelines
  • Foreign Portfolio Investors/Foreign Venture Capital Investors
  • Informal Guidance
  • Infrastructure Investment Trusts
  • Insider Trading, Prohibition of
  • Intermediaries
  • International Financial Services Centers
  • Investment Advisers
  • Investor Protection
  • Interest Liability Regularisation
  • Know your Client Registration Agency & Know your Client
  • Lead Managers
  • Market Makers
  • Merchant Bankers
  • Money Laundering
  • Mutual Funds
  • Non-Convertible Redeemable Preference Shares, Issue and Listing of
  • Offer Documents
  • Ombudsman
  • Portfolio Manager
  • Real Estate Investment Trusts
  • Refund to Investors
  • Registrar to an Issue/Share Transfer Agents
  • Regulated Entities
  • Research Analyst/Proxy Advisors
  • Sandbox
  • SEBI Nominee Directors
  • Securities Appellate Tribunal
  • Securities Lending & Borrowing
  • Securities Transaction Tax
  • Securitised Debt Instruments/Security Receipt, Issue and Listing of
  • Self Regulatory Organisation
  • Settlement of Administrative and Civil Proceedings
  • Stock Broker and Stock Exchanges
  • Takeover Regulations
  • Underwriters
  • Unfair Trade Practices
  • Vanishing Companies
  • Vault Manager
  • Other Rules & Regulations
  • Application Supported by Blocked Amount Process (ASBA)
• Listing Obligations and Disclosure Requirements

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About the author

Taxmann’s Editorial Board

Taxmann Publications has a dedicated in-house Research & Editorial Team. This team consists of a team of Chartered Accountants, Company Secretaries and Lawyers. This team works under the guidance and supervision of Editor-In-Chief Mr Rakesh Bhargava.

The Research and Editorial Team is responsible for developing reliable and accurate content for the readers. The team follows the Six Sigma approach to achieve the benchmark of zero error in publications and research platforms. The team ensures that the following publication guidelines are thoroughly followed while developing the content:

• The statutory material is obtained only from the authorised and reliable sources
• All the latest developments in the judicial and legislative fields are covered
• Analytical write-ups should be provided on recent, controversial, and important issues to help the readers to understand the concept and its implications
• It must be ensured that every content published by Taxmann is complete, accurate and lucid
• All evidence-based statements must be supported with proper reference to Section, Circular No., Notification No. or citations
• The golden rules of grammar, style and consistency are thoroughly followed
• Font and size that’s easy to read and remain consistent across all imprint and digital publications are applied